Communities and Justice

The six steps explained

Below is an explanation of each of the Six steps to guardianship from OOHC (PDF, 197.4 KB) and Six steps to open adoption from OOHC (PDF, 225.2 KB).


Step 1 – Getting ready

Think about which legal option will support the child to have relational, cultural and physical permanency. 

The caseworker will talk with the carer, child and family about permanency. Consider what is in the child’s best interest, what is in place now and what else needs to be done before the case plan goal can be changed. Focus on relationships and belonging, cultural connection, family time, life story and carer readiness.

Decision: DCJ approve the case plan goal change.


Guardianship

a. Thinking about permanency:

  • cultural consultation
  • permanency consultation.

Consider:

  • belonging
  • culture
  • family time
  • life story work
  • carer readiness.

b. Talk with child, carer and family. Provide guardianship information, including changes to financial support.

c. Getting ready through action:

  • family finding
  • family meeting
  • cultural connections
  • carer development
  • life story work
  • other casework.

d. Consultation about permanency.

e.  Update case plan and action outstanding tasks. Update the cultural support plan, if applicable. Consult with the child, carer and family.

f. Check for any legal entitlements for the child including Victims of Crime. Complete an application if required.

Resources:

Open adoption

a. Thinking about permanency:

  • cultural consultation
  • permanency consultation, include adoption caseworker
  • adoption requirements.

Consider:

  • belonging
  • culture
  • family time
  • life story work
  • carer readiness.

b. Talk with child, carer and family. Provide mandatory written information (MWI) to parents and children over 12 years of age.  

c. Getting ready through action:

  • family finding
  • family meeting
  • cultural connections
  • carer development
  • life story work
  • other casework.

d. Attend Preparation for OOHC Open Adoption seminar. 

e. Consultation about permanency, include adoption caseworker.

f.  Update case plan and action outstanding tasks. Update the cultural support plan, if applicable. Consult with the child, carer and family.

g. Check for any legal entitlements for the child including Victims of Crime. Complete an application if required.

Resources:

Other helpful links

a. Thinking about permanency:

  • cultural consultation
  • permanency consultation.

Consider

  • belonging
  • culture
  • family time
  • life story work
  • carer readiness.

b. Talk with child, carer and family and provide guardianship information, include changes to financial support.

c. Getting ready through action:

  • family finding
  • family meeting
  • cultural connections
  • carer development
  • life story work
  • other casework 

d. Consultation about permanency.

e.  Update case plan and action outstanding tasks. Update the cultural support plan, if applicable.

f. Referral to DCJ Legal for victim’s support audit.

Resources:


Step 2 – Application

The carer applies to become a guardian or adoptive parent.

The carer submits their application. The caseworker undertakes the checks, such as a National Police Check, and confirms the carer’s Working With Children Check is up to date.

Decision: Authorising agency approves the carer’s probity and suitability checks.


Guardianship

a. Carer submits application to be a guardian:

  • Guardianship Application form
  • two personal referee reports
  • Health Checklist for Guardians
  • Medical Check signed by GP 
  • Connect for Safety Consent form (if applicable)
  • Consent for Interstate Child Protection History request (if applicable)
  • Consent for Other Designated Agency Check (if applicable)
  • Code of Conduct for Authorised Carers
  • 100 points of identification.

b. Complete probity, suitability and referee checks (for carers and household members over 16yrs):

  • National Criminal Record Check and COPS narratives (all household members over the age of 16 years) 
  • Community Services Check 
  • Home Inspection Check
  • Other Designated Agency Check
  • interstate checks.

c. Prepare files and referral for assessor.

Resources:

Open adoption

a. Invite carer to apply.

b. Carer submits Application to be an Adoptive Parent:

  • statement relating to physical and mental health
  • cardiovascular risk assessment (if applicable)
  • letter from treating specialist (if applicable) 
  • provide details of two referees 
  • Connect for Safety Consent form
  • Consent for Interstate Child Protection History request 
  • Consent for Other Designated Agency Check.

Each carer needs to provide Justice of the Peace (JP) certified copies of:

  • 100 points of identification 
  • full birth registration 
  • proof of name change (if applicable) 
  • full marriage registration (If applicable) 
  • every Marriage Certificate about any previous marriage (if applicable)
  • confirmation of Australian permanent residency or citizenship  (if applicable)
  • full English translation of any non-English certificate (if applicable).

c. Complete probity, suitability and referee checks (for carers and household members over 16 years of age).

d. Inform the child, carer and parents of the decision to progress to the open adoption assessment.

e. Casework practitioner will prepare files and referral for assessor.


Step 3 – Assessment

A formal assessment considers how guardianship or open adoption will meet the child’s needs now and into the future.

The assessment considers the child’s wishes, background, family relationships and needs. It considers the child’s relationship with the carers and how the carers will meet the child’s needs now and into the future. There is a focus on relationships and belonging, cultural connection, family time, life story and carer readiness.

Decision: Approve assessment and provide consent to begin preparing for court.


Guardianship

a. Guardianship assessment and written report (include cultural consultation as needed).

b. Consider assessment along with probity, suitability and other available information.

c. Complete guardianship suitability statement.

d.  When managed by a PSP provider, provider to request DCJ approval to prepare guardianship application.

e. Discuss report and recommendation with carer and family.

f. Advise carer of outcome in writing.

Open adoption

a. Assessor completes open adoption assessment including:

  • interviews with child, carer and family
  • a written report
  • a draft adoption plan (with cultural component).

b. If exceptional circumstances exist, identify out-of-guidelines financial requests.

c. Prepare documents to support an approval decision.

d. Discuss report and recommendation with child, carer and family.

Resources:


Step 4 – Preparing for court

The caseworker prepares the documents required for the court application. 

Plans and documents are prepared for court. This includes an adoption plan or care plan, affidavits, Section 91 court report (for open adoption only) and court application. In this step a guardian will seek independent legal advice. For open adoption, registered counselling and consent occurs. A solicitor reviews the court documents before they are filed in court.

Decision: DCJ signs the court application.


Guardianship

a. Prepare care plan with child, carer and family and complete a cultural consultation, if required.

b. Develop financial plan (approved by DCJ).

c. Ask carer to seek independent legal advice.

d. With carer, complete the Prospective Guardian's Agreement to guardianship order.

e. Finalise court documents including:

  • section 90 court application
  • guardianship affidavit
  • guardianship care plan (include final cultural plan).

f. DCJ Legal review and settle documents.

Resources:

Open adoption

a. Provide carer and parents with redacted assessment.

b. Hold meeting with child, carer, family and PSP provider (if applicable) to discuss next steps.

c. Prepare documents to support court application including:

  • section 91 court report
  • Adoption Plan
  • delegate’s affidavits
  • prospective adoptive parents affidavit.

e. Arrange registered counselling and consent for parents and children over 12 years of age.

f. Legal officer to review and settle documents.

Resources:


Step 5 – Going to court

The court considers the application for the order.

The court documents are filed and the court considers making an order. If the order is contested, there may be a hearing. The court will make the order it considers is in the child’s best interests.

Decision: Court makes an order.


Guardianship

a. File court documents.

b. Serve parents with court documents.

c. Prepare and file affidavit of service.

d. Inform carers, child, family and PSP Provider (if applicable) of court dates.

e. Child over 12 years of age meets with solicitor to give consent.

f. Magistrate may refer to Dispute Resolution Conference (DRC).

g. Court hearing (if orders are contested).

Open adoption

a. File court documents.

b. Serve notice on parents.

c. Prepare and file affidavit of service.

d. Request application to be placed before a judge 14 days after 'notice' is served on parents and all evidence is filed in court.

e. Inform carers, child, family and PSP provider (if applicable) of court dates.

f. Directions hearing, preliminary hearing and serve parents with court documents (if contested).

g. Court hearing.


Step 6 – After the order

Parental responsibility for the child, is now with the carer.

The child, carer and birth family are informed of the order. The child is no longer in out-of-home care (OOHC). Instead, the carer is their independent guardian or adoptive parent and assumes all care and decision making responsibility for the child. The guardian or adoptive parent will follow the plans agreed at court.

Any approved financial support is managed by the Department of Communities and Justice at the location closest to where the child is living. This will be either the local Child and Family District Unit or the local Communities Services Unit. Where an allowance is approved it will be reviewed annually.

Guardianship

a. Inform child, guardian and family of the order.

b. Provide guardians with the court order and all relevant documentation.

c. Provide written confirmation to the parents.

d. Inform relevant agencies of the order.

e. Update administrative data such as ChildStory carer authorisation, legal, placement and financial records.

Open adoption

a. Inform child, adoptive parents and birth family of the order.

b. Provide adoptive parents with the court order and all relevant documents, including outcome of legal audit/claim.

c. Provide  birth parents with written confirmation and relevant documents.

d. Inform relevant agencies of the order.

e. Update administrative data such as ChildStory carer authorisation, legal, placement and financial records.


Other resources

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